2016 GAIN Survey UNRIAS 6 September 2016 fao[3]
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GAIN Benchmarking survey
Thierry Rajaobelina
6 September 2016 UN RIAS
Presentation
Background
Benchmarking information:
General Organizational Indicators
Resources
Reporting lines
Audit Committee
Audit Plan
Risk assessment
Audit implementation and reporting
Follow-up activities
Quality assurance and improvement programmes
6 September 2016
UN RIAS 2016
2
Background
• 17 organizations participated this year:
FAO
IAEA
IFAD
ILO
ITU
OIOS
PAHO
UNDP
UNESCO
UNFPA
UNIDO
UNOPS
UNRWA
WFP
WHO
WIPO
6 September 2016
WMO
UN RIAS 2016
3
General organizational indicators
6 September 2016
UN RIAS 2016
4
General organizational indicators
6 September 2016
UN RIAS 2016
5
Resources 1- Costs per auditor
6 September 2016
UN RIAS 2016
6
Resources 2 – Travel and training costs
per auditor
6 September 2016
UN RIAS 2016
7
Resources 3 – IT vs. general auditors
6 September 2016
UN RIAS 2016
8
Resources 4 - Fraud and E,S,H auditors
6 September 2016
UN RIAS 2016
9
Resources 5- level of education
6 September 2016
UN RIAS 2016
10
Resources 6 - Experience
6 September 2016
UN RIAS 2016
11
Resources 7 Professional designation
6 September 2016
UN RIAS 2016
12
IA recruitment practices
6 September 2016
UN RIAS 2016
13
Sourcing, not outsourcing?
6 September 2016
UN RIAS 2016
14
External Audit
6 September 2016
UN RIAS 2016
15
IA oversight
6 September 2016
UN RIAS 2016
16
IA Oversight 2 – Audit Committee
6 September 2016
UN RIAS 2016
17
IA Oversight 3 – AC Chair
6 September 2016
UN RIAS 2016
18
IA Oversight 4 - AC meetings
6 September 2016
UN RIAS 2016
19
IA Oversight 5
6 September 2016
UN RIAS 2016
20
Performance 1
6 September 2016
UN RIAS 2016
21
Performance 2
6 September 2016
UN RIAS 2016
22
Performance 3
6 September 2016
UN RIAS 2016
23
Performance 4 Audit plan
6 September 2016
UN RIAS 2016
24
Performance 5 – audit plan
6 September 2016
UN RIAS 2016
25
Performance 6 Risk assessment
6 September 2016
UN RIAS 2016
26
Performance 7 audit cycle
6 September 2016
UN RIAS 2016
27
Performance 8 - reporting
6 September 2016
UN RIAS 2016
28
Follow-up 1
6 September 2016
UN RIAS 2016
29
Follow-up 2
6 September 2016
UN RIAS 2016
30
Opinion
6 September 2016
UN RIAS 2016
31
QAIP
6 September 2016
UN RIAS 2016
32
Conclusions
• Again, expand the number of participants
• Harmonized definitions.
6 September 2016
UN RIAS 2016
33
Thierry Rajaobelina
6 September 2016 UN RIAS
Presentation
Background
Benchmarking information:
General Organizational Indicators
Resources
Reporting lines
Audit Committee
Audit Plan
Risk assessment
Audit implementation and reporting
Follow-up activities
Quality assurance and improvement programmes
6 September 2016
UN RIAS 2016
2
Background
• 17 organizations participated this year:
FAO
IAEA
IFAD
ILO
ITU
OIOS
PAHO
UNDP
UNESCO
UNFPA
UNIDO
UNOPS
UNRWA
WFP
WHO
WIPO
6 September 2016
WMO
UN RIAS 2016
3
General organizational indicators
6 September 2016
UN RIAS 2016
4
General organizational indicators
6 September 2016
UN RIAS 2016
5
Resources 1- Costs per auditor
6 September 2016
UN RIAS 2016
6
Resources 2 – Travel and training costs
per auditor
6 September 2016
UN RIAS 2016
7
Resources 3 – IT vs. general auditors
6 September 2016
UN RIAS 2016
8
Resources 4 - Fraud and E,S,H auditors
6 September 2016
UN RIAS 2016
9
Resources 5- level of education
6 September 2016
UN RIAS 2016
10
Resources 6 - Experience
6 September 2016
UN RIAS 2016
11
Resources 7 Professional designation
6 September 2016
UN RIAS 2016
12
IA recruitment practices
6 September 2016
UN RIAS 2016
13
Sourcing, not outsourcing?
6 September 2016
UN RIAS 2016
14
External Audit
6 September 2016
UN RIAS 2016
15
IA oversight
6 September 2016
UN RIAS 2016
16
IA Oversight 2 – Audit Committee
6 September 2016
UN RIAS 2016
17
IA Oversight 3 – AC Chair
6 September 2016
UN RIAS 2016
18
IA Oversight 4 - AC meetings
6 September 2016
UN RIAS 2016
19
IA Oversight 5
6 September 2016
UN RIAS 2016
20
Performance 1
6 September 2016
UN RIAS 2016
21
Performance 2
6 September 2016
UN RIAS 2016
22
Performance 3
6 September 2016
UN RIAS 2016
23
Performance 4 Audit plan
6 September 2016
UN RIAS 2016
24
Performance 5 – audit plan
6 September 2016
UN RIAS 2016
25
Performance 6 Risk assessment
6 September 2016
UN RIAS 2016
26
Performance 7 audit cycle
6 September 2016
UN RIAS 2016
27
Performance 8 - reporting
6 September 2016
UN RIAS 2016
28
Follow-up 1
6 September 2016
UN RIAS 2016
29
Follow-up 2
6 September 2016
UN RIAS 2016
30
Opinion
6 September 2016
UN RIAS 2016
31
QAIP
6 September 2016
UN RIAS 2016
32
Conclusions
• Again, expand the number of participants
• Harmonized definitions.
6 September 2016
UN RIAS 2016
33
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